Cho, Rozina Lok Sze 曹樂詩
证监会中央编号:AEH807
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | RO | 证券交易 | 2020-12-08 | - |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | RO | 期货合约交易 | 2020-12-08 | - |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2020-09-18 | 2020-12-08 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2020-09-18 | 2020-12-08 |
| CASH Wealth Management Limited | Rep | 就证券提供意见 | 2016-12-13 | 2020-07-15 |
| Rep | 提供资产管理 | 2016-12-13 | 2020-07-15 | |
| CELESTIAL COMMODITIES LIMITED | RO | 期货合约交易 | 2016-12-13 | 2020-07-15 |
| CELESTIAL SECURITIES LIMITED | RO | 证券交易 | 2016-12-13 | 2020-07-15 |
| CELESTIAL COMMODITIES LIMITED | Rep | 期货合约交易 | 2012-08-15 | 2016-12-13 |
| CELESTIAL SECURITIES LIMITED | Rep | 证券交易 | 2012-08-15 | 2016-12-13 |
| Rep | 杠杆式外汇交易 | 2004-03-22 | 2011-10-21 | |
| CELESTIAL COMMODITIES LIMITED | Rep | 提供自动化交易服务 | 2003-04-01 | 2004-03-02 |
| Rep | 就期货合约提供意见 | 2003-04-01 | 2004-03-15 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-03-15 | |
| Rep | 期货合约交易 | 2003-04-01 | 2011-10-21 | |
| CELESTIAL FINANCE LIMITED | Rep | 提供证券保证金融资 | 2003-04-01 | 2004-03-15 |
| CELESTIAL SECURITIES LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-02-19 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-02-19 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-02-19 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2004-02-19 | |
| Rep | 证券交易 | 2003-04-01 | 2011-10-21 |
已采集记录中暂无金管局登记。