Personnel Hong Kong SFC License Details (ID 72492)

Personnel Hong Kong SFC License Details (ID 72492)

关键资料证监会牌照公开纪律行动

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
CELESTIAL COMMODITIES LIMITED	Rep	期货合约交易	2011-02-09	2013-09-30
CELESTIAL SECURITIES LIMITED	Rep	证券交易	2011-02-09	2013-09-30
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	证券交易	2009-05-15	2010-01-22
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	期货合约交易	2009-05-15	2011-01-22
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	证券交易	2009-05-15	2011-01-22
OnePlatform Asset Management Limited	Rep	就证券提供意见	2006-06-19	2009-04-22
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	证券交易	2005-03-29	2006-06-14
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	期货合约交易	2005-03-29	2006-06-14
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	证券交易	2005-03-29	2006-06-14