Ko, Siu Man 高兆文 Hong Kong SFC License Details (ID 72498)

Ko, Siu Man 高兆文 Hong Kong SFC License Details (ID 72498)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
CELESTIAL COMMODITIES LIMITED	Rep	期货合约交易	2009-07-27	-
CELESTIAL SECURITIES LIMITED	Rep	证券交易	2009-07-27	-
MIB FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2009-07-02	2009-07-04
MIB SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2009-07-02	2009-07-04
SBI China Capital Commodities Limited	Rep	期货合约交易	2008-10-14	2009-06-24
SBI China Capital Financial Services Limited	Rep	证券交易	2007-12-07	2009-06-24
SBI China Capital Securities Limited	Rep	证券交易	2007-11-29	2009-06-24
DBS VICKERS SECURITIES ONLINE (HK) LIMITED	Rep	证券交易	2004-03-05	2007-11-17
OCBC SECURITIES (HONG KONG) LIMITED	Rep	就机构融资提供意见	2003-04-01	2004-03-02
	Rep	就证券提供意见	2003-04-01	2004-03-02
	Rep	提供资产管理	2003-04-01	2004-03-02
	Rep	提供自动化交易服务	2003-04-01	2004-03-02
	Rep	证券交易	2003-04-01	2004-03-02