| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 期货合约交易 | 2016-12-20 | 2020-10-15 |
| Rep | 证券交易 | 2016-12-20 | 2020-10-15 | |
| CITIC Securities Brokerage (HK) Limited | Rep | 就证券提供意见 | 2014-01-14 | 2016-12-07 |
| Rep | 证券交易 | 2014-01-14 | 2016-12-07 | |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2014-01-14 | 2016-12-07 |
| CELESTIAL COMMODITIES LIMITED | Rep | 期货合约交易 | 2011-06-16 | 2014-01-04 |
| CELESTIAL SECURITIES LIMITED | Rep | 证券交易 | 2011-06-16 | 2014-01-04 |