| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CELESTIAL COMMODITIES LIMITED | Rep | 期货合约交易 | 2010-02-02 | 2019-12-01 |
| CELESTIAL SECURITIES LIMITED | Rep | 证券交易 | 2010-02-02 | 2019-12-01 |
| Nerico Brothers Limited (HK) | Rep | 期货合约交易 | 2009-05-19 | 2009-10-21 |
| Rep | 证券交易 | 2009-05-19 | 2009-10-21 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2009-01-29 | 2009-04-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2008-03-11 | 2009-04-01 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 证券交易 | 2007-11-28 | 2008-02-15 |