| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-11-21 | 2021-06-30 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2017-11-21 | 2021-06-30 |
| CELESTIAL COMMODITIES LIMITED | Rep | 期货合约交易 | 2005-07-08 | 2017-09-05 |
| CELESTIAL SECURITIES LIMITED | Rep | 证券交易 | 2005-07-08 | 2017-09-05 |
| Tung Shing Futures (Brokers) Limited | Rep | 期货合约交易 | - | 2005-01-31 |
| Tung Shing Securities (Brokers) Limited | Rep | 就机构融资提供意见 | - | 2005-01-31 |
| Rep | 就证券提供意见 | - | 2005-01-31 | |
| Rep | 提供资产管理 | - | 2005-01-31 | |
| Rep | 证券交易 | - | 2005-01-31 |