| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期货合约交易 | 2015-03-30 | - |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 证券交易 | 2015-03-30 | - |
| CASH ASSET MANAGEMENT LIMITED | Rep | 提供资产管理 | 2011-11-09 | 2012-11-17 |
| CELESTIAL COMMODITIES LIMITED | Rep | 期货合约交易 | 2011-02-22 | 2012-11-17 |
| CELESTIAL SECURITIES LIMITED | Rep | 证券交易 | 2010-03-01 | 2012-11-17 |
| EAST ASIA SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2008-11-10 | 2010-02-19 |