| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHIEF SECURITIES LIMITED | Rep | 期货合约交易 | 2025-09-01 | - |
| Rep | 证券交易 | 2025-09-01 | - | |
| CHIEF COMMODITIES LIMITED | Rep | 期货合约交易 | 2023-05-03 | 2025-08-31 |
| CHIEF SECURITIES LIMITED | Rep | 证券交易 | 2023-05-03 | 2025-08-31 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2022-05-05 | 2022-05-16 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2022-05-05 | 2022-05-16 |
| CELESTIAL COMMODITIES LIMITED | Rep | 期货合约交易 | 2010-02-08 | 2022-04-22 |
| CELESTIAL SECURITIES LIMITED | Rep | 证券交易 | 2009-06-18 | 2022-04-22 |
| Daiwa Capital Markets Hong Kong Limited | Rep | 证券交易 | 2008-01-07 | 2009-02-14 |
| Boom Securities (H.K.) Limited | Rep | 提供自动化交易服务 | 2007-01-10 | 2007-12-28 |
| Rep | 证券交易 | 2007-01-10 | 2007-12-28 | |
| Win Securities Limited | Rep | 提供自动化交易服务 | 2007-01-10 | 2007-12-28 |
| Rep | 证券交易 | 2007-01-10 | 2007-12-28 |
已采集记录中暂无金管局登记。