| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2021-05-05 | 2021-08-29 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2020-12-30 | 2021-08-29 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2015-05-07 | 2018-08-02 |
| CELESTIAL SECURITIES LIMITED | Rep | 证券交易 | 2014-10-24 | 2015-04-01 |
| Nerico Brothers Limited (HK) | Rep | 证券交易 | 2013-07-15 | 2014-10-12 |
| M&F ASSET MANAGEMENT LIMITED | Rep | 证券交易 | 2012-05-15 | 2013-07-02 |
| CELESTIAL SECURITIES LIMITED | Rep | 证券交易 | 2011-05-13 | 2012-04-27 |