| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CELESTIAL SECURITIES LIMITED | Rep | 杠杆式外汇交易 | 2007-12-03 | 2011-10-30 |
| Rep | 证券交易 | 2007-12-03 | 2017-11-01 | |
| HONG KONG FOREX INVESTMENT LIMITED | Rep | 杠杆式外汇交易 | 2004-12-13 | 2007-10-08 |
| TSE'S SECURITIES LIMITED | Rep | 就机构融资提供意见 | - | 2004-06-23 |
| Rep | 就证券提供意见 | - | 2004-06-23 | |
| Rep | 提供资产管理 | - | 2004-06-23 | |
| Rep | 证券交易 | - | 2007-10-18 |