| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2021-04-22 | - |
| CELESTIAL FINANCE LIMITED | Rep | 提供证券保证金融资 | 2003-04-01 | 2004-03-04 |
| CELESTIAL SECURITIES LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-02-19 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-02-19 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-02-19 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2004-02-19 | |
| Rep | 证券交易 | 2003-04-01 | 2021-02-08 |