| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CELESTIAL SECURITIES LIMITED | Rep | 证券交易 | 2021-03-15 | 2026-04-11 |
| CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | 证券交易 | 2017-02-08 | 2021-02-18 |
| CELESTIAL SECURITIES LIMITED | Rep | 证券交易 | 2006-07-10 | 2017-01-18 |
| Tung Shing Securities (Brokers) Limited | Rep | 就机构融资提供意见 | - | 2004-02-20 |
| Rep | 就证券提供意见 | - | 2004-02-20 | |
| Rep | 提供资产管理 | - | 2004-02-20 | |
| Rep | 证券交易 | - | 2006-07-05 |