| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CELESTIAL SECURITIES LIMITED | Rep | 证券交易 | 2017-08-25 | 2018-12-26 |
| CASH Wealth Management Limited | Rep | 就证券提供意见 | 2016-12-23 | 2017-07-09 |
| CELESTIAL SECURITIES LIMITED | RO | 证券交易 | 2015-11-02 | 2017-08-25 |
| CELESTIAL COMMODITIES LIMITED | Rep | 期货合约交易 | 2015-10-07 | 2018-12-26 |
| CASH ASSET MANAGEMENT LIMITED | Rep | 提供资产管理 | 2015-09-02 | 2017-07-09 |
| CELESTIAL SECURITIES LIMITED | Rep | 证券交易 | 2009-09-04 | 2015-11-02 |
| JPMorgan Funds (Asia) Limited | Rep | 证券交易 | 2007-10-23 | 2008-03-19 |