| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-10-03 | 2021-05-31 |
| Rep | 证券交易 | 2017-09-07 | 2017-10-02 | |
| CELESTIAL SECURITIES LIMITED | Rep | 证券交易 | 2005-01-10 | 2017-08-31 |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2004-04-23 | 2005-01-04 |
| Tung Shing Securities (Brokers) Limited | Rep | 证券交易 | 2003-08-21 | 2004-03-19 |
| BOCI SECURITIES LIMITED | Rep | 就机构融资提供意见 | - | 2003-05-20 |
| Rep | 就证券提供意见 | - | 2003-05-20 | |
| Rep | 提供资产管理 | - | 2003-05-20 | |
| Rep | 证券交易 | - | 2003-05-20 |