| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Quam Securities Limited | Rep | 证券交易 | 2013-10-08 | 2020-09-30 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2012-03-05 | 2013-10-03 |
| CELESTIAL SECURITIES LIMITED | Rep | 证券交易 | 2007-02-27 | 2012-02-29 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | - | 2005-03-22 |
| Rep | 就证券提供意见 | - | 2005-03-22 | |
| Rep | 提供资产管理 | - | 2005-03-22 | |
| Rep | 证券交易 | - | 2006-09-16 |