| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Quam Securities Limited | Rep | 就证券提供意见 | 2018-04-04 | - |
| Rep | 提供资产管理 | 2018-04-04 | - | |
| Rep | 证券交易 | 2018-04-04 | - | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2017-08-25 | 2018-03-02 |
| Rep | 提供资产管理 | 2017-08-25 | 2018-03-02 | |
| IDS FOREX HK LIMITED | Rep | 就证券提供意见 | 2016-12-20 | 2017-06-22 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 就证券提供意见 | 2012-01-16 | 2016-11-25 |
| Rep | 证券交易 | 2012-01-16 | 2016-11-25 | |
| CELESTIAL SECURITIES LIMITED | Rep | 证券交易 | 2010-10-12 | 2011-12-03 |