| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| AXA CHINA REGION INVESTMENT SERVICES LIMITED | RO | 证券交易 | 2013-11-12 | 2015-04-18 |
| Rep | 证券交易 | 2013-09-30 | 2013-11-12 | |
| CENTALINE SECURITIES LIMITED | RO | 证券交易 | 2011-10-07 | 2013-07-06 |
| CENTALINE WEALTH MANAGEMENT LIMITED | Rep | 提供资产管理 | 2008-08-21 | 2013-07-06 |
| RO | 就证券提供意见 | 2007-07-30 | 2013-07-06 | |
| RO | 证券交易 | 2007-07-30 | 2013-07-06 | |
| Rep | 就证券提供意见 | 2004-10-21 | 2007-07-30 |