| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MIDLAND WEALTH MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2013-05-14 | 2015-05-01 |
| Rep | 证券交易 | 2013-05-14 | 2015-05-01 | |
| CENTALINE WEALTH MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2011-02-07 | 2012-11-19 |
| Rep | 证券交易 | 2010-07-07 | 2012-11-19 | |
| Rep | 就证券提供意见 | 2005-04-26 | 2007-07-31 | |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期货合约交易 | 2004-08-04 | 2004-11-19 |