| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| oOo Securities (HK) Group Limited | Rep | 就证券提供意见 | 2012-06-14 | 2013-12-20 |
| Rep | 证券交易 | 2012-06-14 | 2013-12-20 | |
| CENTALINE WEALTH MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2011-03-07 | 2012-02-25 |
| Rep | 证券交易 | 2011-03-07 | 2012-02-25 | |
| MIDLAND WEALTH MANAGEMENT LIMITED | Rep | 证券交易 | 2010-02-26 | 2010-10-29 |
| Rep | 就证券提供意见 | 2009-06-23 | 2010-10-29 | |
| OnePlatform Asset Management Limited | Rep | 就证券提供意见 | 2007-06-28 | 2009-06-08 |