| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2021-07-26 | 2022-09-20 |
| TC Investment Management (Asia) Limited | Rep | 就证券提供意见 | 2016-04-26 | 2019-10-08 |
| Rep | 证券交易 | 2016-04-26 | 2019-10-08 | |
| CENTALINE WEALTH MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2011-04-11 | 2015-03-21 |
| Rep | 证券交易 | 2011-04-11 | 2015-03-21 | |
| MIDLAND WEALTH MANAGEMENT LIMITED | Rep | 证券交易 | 2010-02-26 | 2011-03-07 |
| Rep | 就证券提供意见 | 2008-04-15 | 2011-03-07 |