| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MIDLAND WEALTH MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2013-06-24 | 2015-12-22 |
| Rep | 证券交易 | 2013-06-24 | 2015-12-22 | |
| oOo Securities (HK) Group Limited | Rep | 就证券提供意见 | 2012-08-27 | 2013-04-26 |
| Rep | 证券交易 | 2012-08-27 | 2013-04-26 | |
| CENTALINE WEALTH MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2010-09-17 | 2012-03-21 |
| Rep | 证券交易 | 2010-09-17 | 2012-03-21 | |
| CASH Wealth Management Limited | Rep | 提供资产管理 | 2010-03-05 | 2010-08-07 |
| CELESTIAL SECURITIES LIMITED | Rep | 证券交易 | 2010-03-05 | 2010-08-07 |
| CASH Wealth Management Limited | Rep | 就证券提供意见 | 2009-12-30 | 2010-08-07 |