| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PRUDENTIAL BROKERAGE LIMITED | Rep | 证券交易 | 2015-11-10 | 2017-07-05 |
| IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2014-12-10 | 2015-10-27 |
| OnePlatform Asset Management Limited | Rep | 证券交易 | 2012-09-28 | 2014-11-17 |
| CENTALINE WEALTH MANAGEMENT LIMITED | Rep | 证券交易 | 2011-03-07 | 2012-02-24 |
| OnePlatform Asset Management Limited | Rep | 证券交易 | 2010-06-14 | 2010-10-29 |
| Rep | 就证券提供意见 | 2007-03-07 | 2010-06-14 |