| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 期货合约交易 | 2012-06-26 | 2013-04-10 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 期货合约交易 | 2012-06-26 | 2014-02-28 |
| Rep | 证券交易 | 2012-06-26 | 2014-02-28 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 证券交易 | 2011-11-04 | 2013-04-10 |
| CEPA ALLIANCE SECURITIES LIMITED | Rep | 证券交易 | 2009-12-08 | 2011-10-07 |