| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC CFI Securities Company Limited | Rep | 证券交易 | 2022-07-12 | - |
| CITIC Futures International Company Limited | Rep | 期货合约交易 | 2022-04-11 | - |
| ZHONGDA (HONGKONG) FUTURES LIMITED | RO | 证券交易 | 2018-10-10 | 2022-02-15 |
| RO | 期货合约交易 | 2017-01-13 | 2022-02-15 | |
| CES Capital International (Hong Kong) Co., Limited | RO | 期货合约交易 | 2014-04-17 | 2016-02-05 |
| Rep | 证券交易 | 2011-08-19 | 2016-02-05 | |
| Rep | 杠杆式外汇交易 | 2011-08-19 | 2016-02-05 | |
| Rep | 期货合约交易 | 2011-02-25 | 2014-04-17 |