| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| STARSEA ASSET MANAGEMENT LIMITED | RO | 就证券提供意见 | 2022-11-18 | - |
| RO | 提供资产管理 | 2022-11-18 | - | |
| SILVER NILE GLOBAL INVESTMENTS LIMITED | Rep | 就证券提供意见 | 2020-03-31 | 2020-08-03 |
| Rep | 提供资产管理 | 2020-03-06 | 2020-08-03 | |
| Rep | 证券交易 | 2020-03-06 | 2020-08-03 | |
| VMS Asset Management Limited | Rep | 提供资产管理 | 2019-05-27 | 2020-02-07 |
| VMS Securities Limited | Rep | 证券交易 | 2019-05-27 | 2020-02-07 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2014-04-14 | 2014-04-26 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2014-04-14 | 2014-04-26 |
| CNI Securities Group Limited | Rep | 期货合约交易 | 2013-07-09 | 2014-01-20 |
| Rep | 证券交易 | 2013-07-09 | 2014-01-20 | |
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | 期货合约交易 | 2013-03-04 | 2013-07-02 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 证券交易 | 2013-03-04 | 2013-07-02 |
| CNI Securities Group Limited | Rep | 期货合约交易 | 2012-03-21 | 2013-02-14 |
| Rep | 证券交易 | 2012-03-21 | 2013-02-14 | |
| CES Capital International (Hong Kong) Co., Limited | Rep | 期货合约交易 | 2011-09-09 | 2011-10-10 |
已采集记录中暂无金管局登记。