| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| DRACO CAPITAL LIMITED | RO | 就机构融资提供意见 | 2019-01-04 | - |
| RHB CAPITAL HONG KONG LIMITED | RO | 就机构融资提供意见 | 2016-10-26 | 2018-12-13 |
| Rep | 就机构融资提供意见 | 2016-09-13 | 2016-10-26 | |
| Rep | 证券交易 | 2016-09-13 | 2018-12-13 | |
| FRONTIER CAPITAL INVESTMENT LIMITED | RO | 就机构融资提供意见 | 2016-06-27 | 2016-09-01 |
| Rep | 就机构融资提供意见 | 2016-06-16 | 2016-06-27 | |
| Rep | 就证券提供意见 | 2016-06-16 | 2016-09-01 | |
| Rep | 证券交易 | 2016-06-16 | 2016-09-01 | |
| Chanceton Capital Partners Limited | RO | 就机构融资提供意见 | 2016-04-11 | 2016-06-05 |
| Rep | 就机构融资提供意见 | 2011-03-04 | 2016-04-11 | |
| CHIEF SECURITIES LIMITED | Rep | 证券交易 | 2007-06-25 | 2009-07-04 |
已采集记录中暂无金管局登记。