| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHARLES SCHWAB, HONG KONG, LIMITED | RO | 就证券提供意见 | 2018-04-03 | 2024-04-19 |
| RO | 证券交易 | 2018-04-03 | 2024-04-19 | |
| Rep | 就期货合约提供意见 | 2011-07-27 | 2016-08-24 | |
| Rep | 就证券提供意见 | 2011-07-27 | 2018-04-03 | |
| Rep | 证券交易 | 2011-07-27 | 2018-04-03 | |
| DBS VICKERS (HONG KONG) LIMITED | Rep | 证券交易 | 2008-01-28 | 2011-07-09 |
| DBS VICKERS SECURITIES ONLINE (HK) LIMITED | Rep | 证券交易 | 2004-12-22 | 2008-06-01 |
| CHONG HING SECURITIES LIMITED | Rep | 就机构融资提供意见 | - | 2004-11-24 |
| Rep | 就证券提供意见 | - | 2004-11-24 | |
| Rep | 提供资产管理 | - | 2004-11-24 | |
| Rep | 提供自动化交易服务 | - | 2004-11-24 | |
| Rep | 证券交易 | - | 2004-11-24 |