| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHARLES SCHWAB, HONG KONG, LIMITED | RO | 就证券提供意见 | 2024-05-27 | 2025-12-31 |
| RO | 证券交易 | 2024-05-27 | 2025-12-31 | |
| Rep | 就期货合约提供意见 | 2008-01-29 | 2016-08-24 | |
| Rep | 就证券提供意见 | 2008-01-15 | 2024-05-27 | |
| Rep | 证券交易 | 2008-01-15 | 2024-05-27 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2006-01-26 | 2007-07-10 |
| Rep | 证券交易 | 2006-01-26 | 2007-07-10 |