| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHIEF CAPITAL LIMITED | RO | 就机构融资提供意见 | 2010-11-23 | 2012-08-31 |
| Rep | 就机构融资提供意见 | 2006-11-14 | 2010-11-23 | |
| CHIEF COMMODITIES LIMITED | Rep | 就期货合约提供意见 | 2006-05-18 | 2012-08-31 |
| Rep | 期货合约交易 | 2006-05-18 | 2012-08-31 | |
| CHIEF SECURITIES LIMITED | Rep | 就证券提供意见 | 2006-04-20 | 2012-08-31 |
| Rep | 证券交易 | 2005-10-03 | 2012-08-31 |