| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHIEF COMMODITIES LIMITED | Rep | 期货合约交易 | 2022-08-01 | 2025-08-01 |
| CHIEF SECURITIES LIMITED | Rep | 证券交易 | 2022-08-01 | 2025-08-01 |
| Rep | 就证券提供意见 | 2016-05-03 | 2022-06-21 | |
| RO | 证券交易 | 2013-11-28 | 2022-06-21 | |
| CHIEF COMMODITIES LIMITED | Rep | 期货合约交易 | 2007-06-06 | 2022-06-21 |
| CHIEF SECURITIES LIMITED | Rep | 证券交易 | 2007-06-06 | 2013-11-28 |
| EAST ASIA SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2004-05-28 | 2007-05-17 |
| CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | 就证券提供意见 | 2003-07-26 | 2004-04-28 |