| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SINOMAX SECURITIES LIMITED | RO | 就证券提供意见 | 2021-06-04 | - |
| RO | 证券交易 | 2021-06-04 | - | |
| Rep | 就证券提供意见 | 2021-05-05 | 2021-06-04 | |
| Rep | 证券交易 | 2021-05-05 | 2021-06-04 | |
| H&Y SECURITIES COMPANY LIMITED | RO | 就证券提供意见 | 2020-01-23 | 2021-04-30 |
| RO | 证券交易 | 2019-05-14 | 2021-04-30 | |
| SOUTH CHINA COMMODITIES LIMITED | Rep | 期货合约交易 | 2014-08-08 | 2019-04-30 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 证券交易 | 2014-08-08 | 2019-04-30 |
| CHIEF COMMODITIES LIMITED | Rep | 期货合约交易 | 2008-10-27 | 2014-07-25 |
| CHIEF SECURITIES LIMITED | Rep | 证券交易 | 2008-03-05 | 2014-07-25 |