| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Golden Lake Capital Limited | RO | 就期货合约提供意见 | 2026-09-15 | - |
| RO | 期货合约交易 | 2026-09-15 | - | |
| RO | 就证券提供意见 | 2025-09-16 | - | |
| RO | 证券交易 | 2025-09-16 | - | |
| Rep | 就证券提供意见 | 2025-08-27 | 2025-09-16 | |
| Rep | 证券交易 | 2025-08-27 | 2025-09-16 | |
| China International Securities Limited | RO | 证券交易 | 2024-03-14 | 2025-03-10 |
| Rep | 证券交易 | 2024-03-01 | 2024-03-14 | |
| BETA INTERNATIONAL SECURITIES LIMITED | RO | 证券交易 | 2021-06-16 | 2023-10-16 |
| RO | 期货合约交易 | 2018-10-02 | 2023-10-16 | |
| Rep | 证券交易 | 2018-05-14 | 2021-06-16 | |
| CHIEF SECURITIES LIMITED | Rep | 就证券提供意见 | 2016-05-12 | 2018-05-01 |
| CHIEF COMMODITIES LIMITED | Rep | 期货合约交易 | 2004-08-09 | 2018-05-01 |
| CHIEF SECURITIES LIMITED | Rep | 证券交易 | 2004-08-09 | 2018-05-01 |
| BOCI SECURITIES LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-05-31 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-05-31 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-05-31 | |
| Rep | 证券交易 | 2003-04-01 | 2003-05-31 |
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