| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHIEF COMMODITIES LIMITED | Rep | 期货合约交易 | 2010-10-08 | 2013-06-26 |
| CHIEF SECURITIES LIMITED | Rep | 证券交易 | 2010-10-08 | 2013-06-26 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2009-03-23 | 2010-08-09 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2009-03-23 | 2010-08-09 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期货合约交易 | 2007-07-17 | 2009-02-02 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 证券交易 | 2007-07-17 | 2009-02-02 |