| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHIEF SECURITIES LIMITED | Rep | 证券交易 | 2023-02-14 | 2025-05-01 |
| RO | 证券交易 | 2017-11-21 | 2023-02-14 | |
| Rep | 就证券提供意见 | 2016-05-10 | 2025-05-01 | |
| CHIEF COMMODITIES LIMITED | Rep | 期货合约交易 | 2005-05-30 | 2023-05-09 |
| CHIEF SECURITIES LIMITED | Rep | 提供自动化交易服务 | - | 2003-07-21 |
| Rep | 就机构融资提供意见 | - | 2004-07-21 | |
| Rep | 就证券提供意见 | - | 2004-07-21 | |
| Rep | 提供资产管理 | - | 2004-07-21 | |
| Rep | 证券交易 | - | 2017-11-21 |