| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SUNHIGH FINANCIAL HOLDINGS LIMITED | RO | 提供资产管理 | 2017-12-01 | - |
| RO | 就证券提供意见 | 2017-10-20 | - | |
| RO | 证券交易 | 2017-10-20 | - | |
| Rep | 就证券提供意见 | 2017-08-22 | 2017-10-20 | |
| Rep | 证券交易 | 2017-08-22 | 2017-10-20 | |
| Rep | 提供资产管理 | 2017-08-22 | 2017-12-01 | |
| CHIEF SECURITIES LIMITED | RO | 就证券提供意见 | 2017-03-31 | 2017-08-01 |
| RO | 证券交易 | 2017-03-31 | 2017-08-01 | |
| Rep | 就证券提供意见 | 2016-12-09 | 2017-03-31 | |
| CHIEF COMMODITIES LIMITED | Rep | 期货合约交易 | 2009-08-31 | 2017-08-01 |
| CHIEF SECURITIES LIMITED | Rep | 证券交易 | 2008-12-17 | 2017-03-31 |
| OnePlatform Asset Management Limited | Rep | 就证券提供意见 | 2005-05-25 | 2008-12-01 |
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