| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Forwin Futures Group Limited | RO | 期货合约交易 | 2019-06-06 | 2023-12-04 |
| Forwin Capital Management Limited | RO | 就证券提供意见 | 2019-03-11 | - |
| RO | 提供资产管理 | 2019-03-11 | - | |
| Forwin Securities Group Limited | RO | 证券交易 | 2019-03-11 | 2025-03-17 |
| Forwin Capital Management Limited | Rep | 就证券提供意见 | 2019-02-11 | 2019-03-11 |
| Rep | 提供资产管理 | 2019-02-11 | 2019-03-11 | |
| Forwin Securities Group Limited | Rep | 证券交易 | 2019-02-11 | 2019-03-11 |
| SUNFUND FUND MANAGEMENT LIMITED | RO | 提供资产管理 | 2017-11-21 | 2018-11-22 |
| SUNFUND SECURITIES LIMITED | RO | 就证券提供意见 | 2017-10-06 | 2018-11-22 |
| RO | 证券交易 | 2017-01-23 | 2018-11-22 | |
| CENTRAL WEALTH FUTURES LIMITED | RO | 就期货合约提供意见 | 2016-04-19 | 2017-01-13 |
| RO | 期货合约交易 | 2016-04-19 | 2017-01-13 | |
| CENTRAL WEALTH SECURITIES INVESTMENT LIMITED | RO | 就证券提供意见 | 2016-04-19 | 2017-01-13 |
| RO | 证券交易 | 2016-04-19 | 2017-01-13 | |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2015-07-16 | 2016-04-01 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2015-07-16 | 2016-04-01 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2015-07-16 | 2016-04-01 |
| CHIEF COMMODITIES LIMITED | Rep | 期货合约交易 | 2007-05-04 | 2015-06-25 |
| CHIEF SECURITIES LIMITED | Rep | 证券交易 | 2007-05-04 | 2015-06-25 |
已采集记录中暂无金管局登记。