| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KINGSTON FUTURES LIMITED | Rep | 期货合约交易 | 2019-12-04 | - |
| KINGSTON SECURITIES LIMITED | Rep | 证券交易 | 2019-09-17 | - |
| TAI TAK SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2018-10-19 | 2019-07-31 |
| Stellar Securities Limited | Rep | 证券交易 | 2018-05-11 | 2018-09-26 |
| CHIEF COMMODITIES LIMITED | Rep | 期货合约交易 | 2004-06-02 | 2016-11-19 |
| CHIEF SECURITIES LIMITED | Rep | 证券交易 | 2003-11-22 | 2016-11-19 |
| EWARTON SECURITIES LIMITED | Rep | 证券交易 | 2003-10-22 | 2003-11-14 |
| Tung Shing Securities (Brokers) Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-08-08 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-08-08 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-08-08 | |
| Rep | 证券交易 | 2003-04-01 | 2003-08-08 |
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