Personnel Hong Kong SFC License Details (ID 72956)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Everbright Securities Investment Services (HK) Limited	Rep	提供资产管理	2023-11-08	-
Everbright Securities Digital Finance (HK) Limited	Rep	证券交易	2019-11-19	-
Everbright Securities Investment Services (HK) Limited	Rep	就证券提供意见	2018-08-16	-
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	期货合约交易	2018-05-16	2024-12-31
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	证券交易	2018-05-16	-
CES Forex (HK) Limited	Rep	杠杆式外汇交易	2015-05-28	-
Bright Fund Management Limited	Rep	提供资产管理	2015-04-27	2023-08-31
CES Commodities (HK) Limited	Rep	期货合约交易	2015-03-24	-
Everbright Securities Investment Services (HK) Limited	Rep	证券交易	2015-03-24	-
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	期货合约交易	2014-11-11	2015-03-06
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	证券交易	2014-11-11	2015-03-06
CHIEF COMMODITIES LIMITED	Rep	期货合约交易	2009-12-02	2014-07-25
CHIEF SECURITIES LIMITED	Rep	证券交易	2009-12-02	2014-07-25
CHRISTFUND FUTURES LIMITED	Rep	期货合约交易	2007-10-23	2009-11-22
CHRISTFUND SECURITIES LIMITED	Rep	证券交易	2007-10-23	2009-11-22
CITIC Securities Brokerage (HK) Limited	Rep	证券交易	2004-04-19	2006-09-06
CITIC Securities Futures (HK) Limited	Rep	期货合约交易	2004-04-19	2006-09-06
CES Commodities (HK) Limited	Rep	就期货合约提供意见	2003-04-01	2004-01-19
	Rep	提供资产管理	2003-04-01	2004-01-19
	Rep	期货合约交易	2003-04-01	2004-02-26
CES Forex (HK) Limited	Rep	杠杆式外汇交易	2003-04-01	2004-02-26
Everbright Securities Investment Services (HK) Limited	Rep	提供自动化交易服务	2003-04-01	2003-07-07
	Rep	就机构融资提供意见	2003-04-01	2004-01-19
	Rep	就证券提供意见	2003-04-01	2004-01-19
	Rep	提供资产管理	2003-04-01	2004-01-19
	Rep	证券交易	2003-04-01	2004-02-26

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