| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CCB INTERNATIONAL SECURITIES LIMITED | RO | 就证券提供意见 | 2020-04-16 | - |
| RO | 证券交易 | 2020-04-16 | - | |
| Rep | 就证券提供意见 | 2019-01-24 | 2020-04-16 | |
| Rep | 证券交易 | 2018-12-11 | 2020-04-16 | |
| ABCI Securities Company Limited | Rep | 证券交易 | 2015-08-14 | 2018-10-16 |
| CHIEF COMMODITIES LIMITED | Rep | 期货合约交易 | 2003-12-30 | 2015-07-21 |
| CHIEF SECURITIES LIMITED | Rep | 提供自动化交易服务 | 2003-04-01 | 2003-07-21 |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2005-03-14 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2005-03-14 | |
| Rep | 提供资产管理 | 2003-04-01 | 2015-07-21 | |
| Rep | 证券交易 | 2003-04-01 | 2015-07-21 |