| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CMBC International Capital Limited | RO | 就机构融资提供意见 | 2025-11-27 | - |
| RO | 证券交易 | 2025-11-27 | - | |
| Rep | 就机构融资提供意见 | 2025-11-12 | 2025-11-27 | |
| Rep | 证券交易 | 2025-11-12 | 2025-11-27 | |
| CHINA EVERBRIGHT CAPITAL LIMITED | RO | 证券交易 | 2022-05-03 | 2025-11-06 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | RO | 就机构融资提供意见 | 2022-05-03 | 2025-11-06 |
| RO | 证券交易 | 2022-05-03 | 2025-11-06 | |
| CHINA EVERBRIGHT CAPITAL LIMITED | RO | 就机构融资提供意见 | 2020-01-21 | 2025-11-06 |
| Rep | 就机构融资提供意见 | 2018-05-17 | 2020-01-21 | |
| Rep | 证券交易 | 2018-05-17 | 2022-05-03 | |
| KGI CAPITAL ASIA LIMITED | Rep | 就机构融资提供意见 | 2015-12-01 | 2018-05-03 |
| Rep | 证券交易 | 2015-12-01 | 2018-05-03 | |
| SUCCESS NEW SPRING CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2012-03-14 | 2015-11-14 |
| CHIEF COMMODITIES LIMITED | Rep | 期货合约交易 | 2010-08-24 | 2012-02-13 |
| CHIEF SECURITIES LIMITED | Rep | 证券交易 | 2010-08-24 | 2012-02-13 |
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