| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2020-11-11 | 2022-03-11 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2020-11-11 | 2022-03-11 |
| CHIEF COMMODITIES LIMITED | Rep | 期货合约交易 | 2011-02-08 | 2013-12-19 |
| CHIEF SECURITIES LIMITED | Rep | 证券交易 | 2011-02-08 | 2013-12-19 |
| Nerico Brothers Limited (HK) | Rep | 期货合约交易 | 2009-09-21 | 2010-04-23 |