| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Golden Lake Capital Limited | RO | 就期货合约提供意见 | 2026-09-15 | - |
| RO | 期货合约交易 | 2026-09-15 | - | |
| RO | 就证券提供意见 | 2024-05-30 | - | |
| RO | 证券交易 | 2024-05-30 | - | |
| H&Y SECURITIES COMPANY LIMITED | RO | 就证券提供意见 | 2021-06-01 | 2023-09-26 |
| RO | 证券交易 | 2021-06-01 | 2023-09-26 | |
| HOMILY WORLDWIDE SECURITIES COMPANY LIMITED | RO | 就证券提供意见 | 2019-11-05 | 2021-05-28 |
| RO | 证券交易 | 2019-11-05 | 2021-05-28 | |
| Rep | 证券交易 | 2019-10-18 | 2019-11-05 | |
| Wealth Management Cube Limited | RO | 证券交易 | 2019-04-08 | 2019-09-23 |
| Rep | 证券交易 | 2019-03-15 | 2019-04-08 | |
| Midas Securities Limited | Rep | 就证券提供意见 | 2019-01-16 | 2019-01-26 |
| Rep | 提供资产管理 | 2019-01-16 | 2019-01-26 | |
| Rep | 期货合约交易 | 2018-11-12 | 2019-01-26 | |
| Rep | 证券交易 | 2018-11-12 | 2019-01-26 | |
| HK NOBLE SKY TREASURE SECURITIES LIMITED | RO | 期货合约交易 | 2017-08-31 | 2018-10-16 |
| RO | 证券交易 | 2017-08-31 | 2018-10-16 | |
| LERTHAI Asset Management Limited | RO | 就证券提供意见 | 2017-03-23 | 2017-07-31 |
| LERTHAI Securities (Hong Kong) Limited | RO | 期货合约交易 | 2016-10-12 | 2017-07-31 |
| RO | 证券交易 | 2016-10-12 | 2017-07-31 | |
| Rep | 期货合约交易 | 2016-09-05 | 2016-10-12 | |
| Rep | 证券交易 | 2016-09-05 | 2016-10-12 | |
| CHIEF SECURITIES LIMITED | Rep | 就证券提供意见 | 2011-12-20 | 2016-05-31 |
| CHIEF COMMODITIES LIMITED | Rep | 期货合约交易 | 2010-12-13 | 2016-05-31 |
| CHIEF SECURITIES LIMITED | Rep | 证券交易 | 2010-12-13 | 2016-05-31 |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2008-12-09 | 2010-08-11 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2004-05-25 | 2010-08-11 |
| GLOBAL INVESTMENT ADVISORS LIMITED | Rep | 就证券提供意见 | 2003-04-01 | 2004-05-18 |
金管局记录暂时无法加载，请稍后重试。