| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| uSmart Securities Limited | Rep | 期货合约交易 | 2026-05-07 | - |
| Rep | 就证券提供意见 | 2025-10-20 | - | |
| Rep | 证券交易 | 2025-10-20 | - | |
| Rep | 提供资产管理 | 2023-04-27 | - | |
| RO | 就证券提供意见 | 2023-04-27 | 2025-10-20 | |
| RO | 证券交易 | 2023-04-27 | 2025-10-20 | |
| Rep | 就证券提供意见 | 2019-10-29 | 2023-04-27 | |
| Rep | 证券交易 | 2019-10-29 | 2023-04-27 | |
| CHIEF SECURITIES LIMITED | Rep | 就证券提供意见 | 2016-05-04 | 2017-11-09 |
| CHIEF COMMODITIES LIMITED | Rep | 期货合约交易 | 2008-10-28 | 2017-11-09 |
| CHIEF SECURITIES LIMITED | Rep | 证券交易 | 2007-08-15 | 2017-11-09 |
已采集记录中暂无金管局登记。