Au, Ho Ki 歐浩基
证监会中央编号:AQG675
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SUNHIGH FINANCIAL HOLDINGS LIMITED | RO | 提供资产管理 | 2024-01-18 | - |
| RO | 就证券提供意见 | 2023-05-23 | - | |
| RO | 证券交易 | 2023-05-23 | - | |
| Rep | 就证券提供意见 | 2022-05-03 | 2023-05-23 | |
| Rep | 证券交易 | 2022-05-03 | 2023-05-23 | |
| Rep | 提供资产管理 | 2022-03-23 | 2024-01-18 | |
| Gentleman Capital Limited | Rep | 提供资产管理 | 2021-06-03 | 2022-02-28 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2016-10-25 | 2021-03-25 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2016-10-25 | 2021-03-25 |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2015-06-22 | 2016-10-15 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2015-03-18 | 2016-10-15 |
| CHIEF SECURITIES LIMITED | Rep | 证券交易 | 2010-12-20 | 2013-09-28 |
| OnePlatform Asset Management Limited | Rep | 就证券提供意见 | 2008-01-14 | 2009-03-25 |
已采集记录中暂无金管局登记。