| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ORIENT FUTURES (HONG KONG) LIMITED | RO | 期货合约交易 | 2025-03-07 | - |
| ORIENT SECURITIES (HONG KONG) LIMITED | RO | 证券交易 | 2024-10-30 | - |
| Rep | 证券交易 | 2024-09-05 | 2024-10-30 | |
| VICTORY SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2022-08-08 | 2024-06-26 |
| Rep | 期货合约交易 | 2022-08-08 | 2024-06-26 | |
| Rep | 证券交易 | 2022-08-08 | 2024-06-26 | |
| FORTHRIGHT SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2019-08-06 | 2022-07-05 |
| Rep | 期货合约交易 | 2019-08-06 | 2022-07-05 | |
| Rep | 证券交易 | 2019-08-06 | 2022-07-05 | |
| CHIEF SECURITIES LIMITED | Rep | 就证券提供意见 | 2018-10-09 | 2019-07-24 |
| CHIEF COMMODITIES LIMITED | Rep | 期货合约交易 | 2018-06-20 | 2019-07-24 |
| CHIEF SECURITIES LIMITED | Rep | 证券交易 | 2009-08-26 | 2019-07-24 |
| CHINA TONGHAI (IA) LIMITED | Rep | 就证券提供意见 | 2007-12-12 | 2009-02-27 |
| EAST ASIA SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2006-11-03 | 2007-08-07 |
已采集记录中暂无金管局登记。