| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Qogir (Hong Kong) Limited | Rep | 证券交易 | 2021-12-13 | 2023-02-10 |
| CHIEF SECURITIES LIMITED | Rep | 证券交易 | 2007-01-11 | 2019-07-15 |
| KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2005-01-27 | 2007-01-08 |
| Rep | 就机构融资提供意见 | - | 2004-05-05 | |
| Rep | 就证券提供意见 | - | 2004-05-05 | |
| Rep | 提供资产管理 | - | 2004-05-05 | |
| Rep | 提供自动化交易服务 | - | 2004-05-05 | |
| Rep | 证券交易 | - | 2004-07-30 |