| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA FINANCE HOLDINGS LIMITED | RO | 证券交易 | 2017-07-07 | 2020-03-28 |
| Rep | 证券交易 | 2017-05-17 | 2017-07-07 | |
| CHIEF SECURITIES LIMITED | Rep | 就证券提供意见 | 2016-05-17 | 2017-01-19 |
| CHIEF COMMODITIES LIMITED | Rep | 期货合约交易 | 2014-12-10 | 2017-01-19 |
| CHIEF SECURITIES LIMITED | Rep | 证券交易 | 2010-05-24 | 2017-01-19 |