Lau, Wai Hung (SFC:ANX950) 劉偉洪
证监会中央编号:ANX950
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| TradeGo Markets Limited | RO | 提供自动化交易服务 | 2023-06-02 | - |
| RO | 证券交易 | 2023-06-02 | - | |
| Rep | 提供自动化交易服务 | 2023-04-27 | 2023-06-02 | |
| Rep | 证券交易 | 2023-04-27 | 2023-06-02 | |
| Qogir (Hong Kong) Limited | RO | 就证券提供意见 | 2021-06-11 | 2023-03-31 |
| RO | 提供资产管理 | 2021-06-11 | 2023-03-31 | |
| RO | 证券交易 | 2021-06-11 | 2023-03-31 | |
| BETA INTERNATIONAL SECURITIES LIMITED | RO | 就证券提供意见 | 2020-04-15 | 2021-02-28 |
| Wonderland International Asset Management Limited | Rep | 提供资产管理 | 2019-01-10 | 2021-02-28 |
| BETA INTERNATIONAL SECURITIES LIMITED | RO | 期货合约交易 | 2018-10-02 | 2021-02-28 |
| RO | 证券交易 | 2018-01-17 | 2021-02-28 | |
| SHENG YUAN SECURITIES LIMITED | RO | 证券交易 | 2017-10-18 | 2017-11-10 |
| RO | 期货合约交易 | 2017-03-20 | 2017-11-10 | |
| Rep | 期货合约交易 | 2017-01-18 | 2017-03-20 | |
| Rep | 证券交易 | 2017-01-18 | 2017-10-18 | |
| Rep | 就证券提供意见 | 2017-01-18 | 2017-11-10 | |
| CHIEF SECURITIES LIMITED | Rep | 就证券提供意见 | 2016-05-18 | 2017-01-01 |
| CHIEF COMMODITIES LIMITED | Rep | 期货合约交易 | 2012-04-27 | 2017-01-01 |
| CHIEF SECURITIES LIMITED | Rep | 证券交易 | 2007-07-04 | 2017-01-01 |
| Manulife Investment Management (Hong Kong) Limited | Rep | 证券交易 | 2006-11-30 | 2007-06-21 |