| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHIEF SECURITIES LIMITED | Rep | 就证券提供意见 | 2016-05-18 | 2021-08-07 |
| CHIEF COMMODITIES LIMITED | Rep | 期货合约交易 | 2014-12-22 | 2021-08-07 |
| CHIEF SECURITIES LIMITED | Rep | 证券交易 | 2011-01-13 | 2021-08-07 |
| CMB International Securities Limited | Rep | 证券交易 | 2010-09-28 | 2010-12-03 |
| CMB International Capital Holdings Corporation Limited | Rep | 证券交易 | 2007-11-29 | 2010-11-16 |
| EAST ASIA SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2004-10-08 | 2004-11-02 |