| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就证券提供意见 | 2020-11-27 | - |
| Rep | 证券交易 | 2020-10-19 | - | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期货合约交易 | 2020-10-19 | - |
| China Securities (International) Asset Management Company Limited | Rep | 就证券提供意见 | 2017-08-08 | 2020-09-16 |
| Rep | 提供资产管理 | 2017-08-08 | 2020-09-16 | |
| China Securities (International) Brokerage Company Limited | Rep | 就期货合约提供意见 | 2014-11-20 | 2020-09-16 |
| Rep | 期货合约交易 | 2014-11-20 | 2020-09-16 | |
| Rep | 就证券提供意见 | 2014-05-26 | 2020-09-16 | |
| Rep | 证券交易 | 2014-05-26 | 2020-09-16 | |
| CHIEF SECURITIES LIMITED | Rep | 证券交易 | 2009-05-18 | 2014-05-10 |
已采集记录中暂无金管局登记。